The Framers’ Design
Returning to our Federalist roots.

By Jonathan H. Adler, assistant professor, Case Western Reserve University School of Law.
Novemeber 1, 2001 10:25 a.m.

 

he most important doctrinal shift during Chief Justice William Rehnquist's tenure has been the revival of federalism. In a series of decisions over the past decade, a slim majority on the Court has resurrected the principle of "dual sovereignty" embedded in the Constitution's text and structure. At the same time, the Court has begun to reaffirm that our federal government is one of limited and enumerated powers.

The Rehnquist Court's federalism jurisprudence has not been well received in all quarters. Many legal commentators have derided the Court's effort to restore the proper federal-state balance. In the wake of September 11, some even claim concern for federalism is obsolete. "The Supreme Court's federalism revolution has been overtaken by events," declared Linda Greenhouse of the New York Times. "Federalism was a luxury of peaceful times," commented Walter Dellinger, acting solicitor general for the Clinton administration. (Note his use of the past tense.) Federalist arguments today "seem as out of date as a John C. Calhoun speech advocating battle with the Northern states," editorialized the Newark Star-Ledger. Others label the Rehnquist Court's federalist jurisprudence as "unrealistic" or "quaint." To at least one legal historian, federalism is "dangerous" in the wake of terrorist attacks on American soil.

These criticisms evince a misunderstanding of the Court's federalist revival and, more fundamentally, of the principles at the heart of our Constitutional structure. Federalism is not about state sovereignty, as such, nor is federalist jurisprudence inherently hostile to the national government. Rather, the Constitution creates a system of "dual sovereignty." The Constitution explicitly enumerates those powers which may be exercised by Congress, such as coining money, declaring war, raising armies, issuing patents, and regulating commerce "among the several States." In each of these areas, the federal government's power is supreme. In virtually all others, however, state authority is plenary, limited only by an obligation to observe constitutionally guaranteed rights. As the Tenth Amendment reminds us, "The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people." There is nothing wrong with a vigorous federal government so long as its efforts are confined to the proper sphere.

Much as the separation of powers within the federal government limits the accumulation go excessive power in any single branch, the division of authority between the federal and state governments further protects liberty from government encroachment. As James Madison explained in the Federalist No. 51, the division of power between "two distinct governments" — federal and state" — creates a "double security" for individual liberty. "The different governments will control each other, at the same time that each will be controlled by itself." State power is limited further by interjurisdictional competition. State governments that impose excessive burdens on their own citizens will lose out to those that do not. If a state raises taxes to high or fails to control crime, its citizens will migrate elsewhere.

The most important federalism decision was probably United States v. Lopez, in which the Court struck down the national Gun-Free School Zones Act (GFSZA). Congress claimed that GFSZA was a proper exercise of its power to regulate interstate commerce. A majority of the Court rightly disagreed. Carrying a gun to school is neither commercial nor is it interstate. Treating the GFSZA as a regulation of commerce would obliterate the very notion of limited and enumerated powers. School safety is not a federal responsibility. It, like defining and enforcing most criminal law, is the province of the states. Striking down the GFSZA does not risk the safety of our children. State and local officials are no less capable of protecting children than are the Feds. Indeed, federal interference can cause affirmative harm, both by obstructing local efforts as well as by diverting federal resources from truly national concerns.

Admittedly the Rehnquist Court has been more aggressive protections state sovereignty than policing the outer bounds of Congress's constitutional authority. The Supreme Court has been particularly resolute about protecting state sovereign immunity from private lawsuits under the Eleventh Amendment, but more reluctant to hold Congress to the limits of its constitutionally enumerated powers. The Court's majority has invalidated only the most egregious examples of federal overreaching, while reinforcing federalist principles by adopting narrow interpretations of federal statutes. It is understandably reluctant to wage a frontal assault on congressional authority.

Legal prognosticators may foresee an end to the Supreme Court's devotion to federalism in the World Trade Center rubble. Yet they may be projecting nothing more than their own political preferences. There is no reason why an aggressive federal response to foreign and domestic terrorist threats requires reconsidering the balance of federalism. Protecting the nation from foreign threats, whether through diplomacy or military force, is quintessentially a federal responsibility. Rooting out cave dwelling thugs in the mountains of Afghanistan is a proper exercise of federal power, notes Michael Greve of AEI's Federalism Project, regulating private land-use to protect cave bugs in Texas is not. If anything is a "luxury of peaceful times" it is an unserious Congress that wastes their time and our money on symbolic exercises of federal power, from the promotion of school uniforms to the federal prosecution of deadbeat dads.

The importance of not overburdening the federal government with parochial concerns is not lost on some in the Bush administration. Recent reports suggest a reorientation of FBI resources toward counter-terrorism and national security, and away from run-of-the-mill criminal prosecutions. The bureau will devote less attention to bank robbers and carjackers so that it may focus on foreign operatives and terrorist threats. In other words, the national police force will focus on truly national threats, leaving traditional crime fighting to state and local officials. This is federalism in action.

Critics of the Rehnquist Court scoff at adhering to a document written over 200 years ago, and are particularly hostile to the notion that federal power is limited by the constitutional text. Federalism may have been great back then, we hear, but national "emergencies" from the Great Depression to the new terrorist threat justify departures from the Framers' design. To the contrary, the post-September 11 challenges facing America show our constitutional structure is as important and relevant as ever.

 
 

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