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June
18, 2002, 8:45 a.m.
Federalizing
the Windy City
Making Chicago
a federal agency.
By Ronald D.
Rotunda
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ongress
is at it again. The Senate Commerce Committee has cleared a bill that
would, in effect, enlist Chicago as an agency of the federal government.
The immediate dispute involves O'Hare Airport, but the underlying constitutional
issue affects us all. The question is whether there should be a major
expansion of O'Hare or a new airport. That decision has been entrusted
to Chicago, a city created under Illinois law. But the state placed an
important condition on Chicago's power to expand O'Hare: First, the city
has to secure a state permit.
That's the rub. Some
people who favor the expansion don't want Chicago to comply with the state-permit
requirement. So they urged Congress to enact legislation that authorizes
Chicago to do what state law forbids. Enter the U.S. Constitution. For
over two centuries, the federal government has had the power to regulate
interstate commerce. After the terrorist attacks, for example, Congress
relied on that power to federalize airport security. Notably, Congress
didn't deal with the problem by ordering state and city police to take
over security and pay the bills. That's because the federal government
knew it could not regulate by conscripting state or city governments as
its agents.
Congress acknowledged that fundamental principle in 1789, the year that
the Constitution was ratified. The First Congress enacted a law that requested
state assistance to hold federal prisoners in state jails at federal expense.
The law did not command the states' executives, but merely recommended
to their legislatures, and offered to pay 50 cents per month for each
prisoner. When Georgia refused, Congress authorized the U.S. marshal to
rent a temporary jail until a permanent one could be found. It never occurred
to Congress that it could make city or state officials its minions by
instructing them to act as if they were federal employees.
All this changed
a little over a decade ago, when Congress had to decide how to dispose
of radioactive waste. Rather than handle the matter directly, it chose
a low-cost solution: It simply ordered the states to take care of the
problem. The law required the states to take title to radioactive waste
that private parties had generated, and be responsible for its disposal,
at no cost to the federal government. In 1992, the Supreme Court invalidated
the law, calling it an unprecedented effort by the federal government
to co-opt legislative and executive branch officials of state government.
A few years later,
Congress mandated background checks in connection with gun purchases.
It didn't want to spend federal money for bureaucrats to enforce the new
law, so it told city and state law-enforcement personnel to carry out
the background checks. Printz v. United States invalidated
that portion of the federal law. The Supreme Court explained that city
and state officials do not work for the federal government; they work
for the state. Cities are creatures of state law, and they have only the
powers that the state chooses to give them.
Federalism, the Court
tells us, exists to protect the people by dividing power between the states
and the federal government. That protection is undermined if Congress
can bypass the federal bureaucracy by directing state or city officials
to do its bidding. The Court added that allowing Congress to treat state
officials as its worker bees is bad policy because it muddies responsibility,
weakens political accountability, and increases federal power.
The Constitution
gives Congress plenty of ways to deal with O'Hare, but they all cost money:
Congress can use its spending power to expand the airport; it can give
the state money on the condition that it expand the airport; it can order
federal officials (the Army Corps of Engineers) to build the O'Hare expansion.
But Congress may not simply order or authorize state or city officials
to violate state law and act like federal employees. The proposed federal
law dealing with the expansion of O'Hare Airport subjects Illinois to
special burdens that are not applicable to other states or to private
parties. And it authorizes Chicago, a city created by the state, to do
that which Illinois law prohibits.
Justice Sandra Day
O'Connor, speaking for the Court in 1992, put it bluntly: "Where
a federal interest is sufficiently strong to cause Congress to legislate,
it must do so directly; it may not conscript state [or city] governments
as its agents."
Ronald D. Rotunda is the Albert E. Jenner Jr. Professor of Law at the
University of Illinois and senior fellow in constitutional studies at
the Cato Institute.
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