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Is the 9th Circuit wrong again on DNA?, Part II
 

In yesterday's exchange Christine wrote, re: the Ninth Circuit's decision in U.S. v. Kincade, "It would be easy to assume that the ruling was another example of Ninth Circuit judicial activism, but that would be a mistake." Given that the majority opinion was written by the famously left-leaning Stephen Reinhardt, and joined by the like-minded Richard A. Paez, such an assumption does indeed leap quickly to mind. But it is an assumption manifestly shared by Judge Diarmuid F. O'Scannlain in his dissent, and one very likely to be shared by a majority of the Supreme Court if the case is brought before it. In ruling as it has, the Kincade majority overturns the holding of a different three-judge panel of the Ninth Circuit, who in Rise v. Oregon ruled that an Oregon statute requiring convicted murderers and sex offenders to submit blood samples for inclusion in a DNA database did not violate the Fourth Amendment.

To reach the conclusion it has, the Kincade majority relies on two Supreme Court cases, Indianapolis v. Edmond and Ferguson v. City of Charleston, both of which, it claims, undermine the Ninth Circuit's decision in Rise. But, writes Judge O'Scannlain, "even if one concedes the contention . . . that Edmond and Ferguson cast doubt on our holding in Rise, it is clear that they have not done so to such a degree as to allow one three-judge panel of this court to overrule the holding of another three-judge panel."

By embracing the Kincade decision as she has, Christine falls into the trap most famously exemplified by Roe v. Wade, which is to say that if one welcomes a given outcome he must therefore endorse the avenue by which it is reached. Even some abortion advocates concede that Roe is bad law, in that it removes from political discourse a matter on which the Framers were silent. I fear that Christine, who has written persuasively here on NRO and elsewhere on the threats to liberty inherent in DNA databanks, welcomes the Kincade decision not for the soundness of its legal underpinnings, but for its success, however momentary, in slowing what she sees as a DNA juggernaut outpacing all rational restraints.

The legal question is a simple one: Does a convicted criminal, one on whom no individualized suspicion for a new crime has fallen, have the right to refuse a lawfully ordered search? In his Kincade dissent, Judge O'Scannlain writes that the question remains open. But even if one accepts the view that the collection of a blood sample requires at least some level of articulable suspicion, what then to make of those jurisdictions in which DNA samples are collected by means of inner-cheek swabs? Surely this technique is less intrusive than a blood sample. And less intrusive still are methods of collecting DNA from articles touched or worn by the person from whom the sample is sought. Should these methods be governed by the same Fourth Amendment considerations imposed on blood samples?

Christine argues for a "go-slow approach" in the advance of DNA databanks, and in this there is nothing to dispute. But she goes too far in commending the Massachusetts legislature, which has postponed action that would have expanded its DNA database to include all convicted felons. The people of Massachusetts can legislate as they wish, but there is ample reason to question the judgment of a state that has sent Ted Kennedy to the Senate for more than 40 years.

Jack Dunphy is an officer in the Los Angeles Police Department. "Jack Dunphy" is the author's nom de cyber. The opinions expressed are his own and almost certainly do not reflect those of the LAPD management.

On most issues regarding law enforcement, I am an unrepentant Dunphyite. But on the matter of the Ninth Circuit's recent decision about compulsory DNA sampling of criminals on parole, our otherwise reliable sage has allowed his contempt for the Ninth Circuit to cloud his judgment about the issue.

First, although Dunphy is correct that the question of compulsory DNA sampling is a matter for legislators — both in the states and in Congress — to decide, he ignores the broader challenge this fact poses. Currently, there are no uniform standards or regulations for state DNA databases — some states include only violent felons, others include all convicted felons, and still others even log the DNA of juvenile offenders. The federal database, CODIS, reflects this fact and is a patchwork of these different approaches.

What both the state and federal DNA databases lack are uniform protections against abuses of sensitive genetic information. At the very least, state legislators and members of Congress should consider, as part of this debate, some guidelines (endorsed by civil-liberties advocates) which would limit the potential for abuse of these databases. First, we should insist on the destruction of the original samples taken to avoid future misuse of genetic information; there is no reason for law enforcement to maintain vaults of cheek swabs and blood samples — all of which contain revelatory information beyond merely unique genetic identification, even for convicted felons. Second, the information stored in the federal CODIS database should be limited to convicted violent felons only. And third, these databases should be made available to individuals, especially those who did not have access to DNA testing when they were convicted, for purposes of exoneration. Law enforcement should encourage these reforms; after all, it would take only one or two high-profile episodes of abuse for the public to turn on this technology — and the law-enforcement authorities that use it.

Second, and contrary to Dunphy's suggestion, there is indeed a constitutional question at stake here that is squarely within the purview of "our robed masters," as Dunphy refers to the Ninth Circuit. The way we eventually answer this question has implications for law-abiding citizens as well as convicted felons.

This particular constitutional question, like all unsettled questions related to public policy, has no immediately obvious answer. But there is certainly a plausible case to be made that these databases do violate the Fourth Amendment as the U.S. Supreme Court has construed it. It's difficult to make confident predictions about what the Supreme Court would say in this particular case, but to suggest that the courts have no role at all willfully ignores the broader issues at stake here. Ultimately, we need to examine not only the practical challenges posed by existing DNA databases, but also to ask if we want to live in a society where we've created the architecture for genetic surveillance so vast that, eventually, we might all be subject to its relentless scrutiny.

— Christine Rosen is a fellow at the Ethics & Public Policy Center. She wrote about DNA databases in the Spring 2003 issue of The New Atlantis: A Journal of Technology & Society.

 
 

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