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arlier
this month, Attorney General Ashcroft announced the indictment of
American Taliban John Walker Lindh, a/k/a "Suleyman al-Faris,"
a/k/a "Abdul Hamid." After the press conference, Lindh's
lawyer denounced Ashcroft's comments, and accused Ashcroft of violating
Department of Justice guidelines and imperiling Lindh's right to
a fair trial. Although it can be argued that Ashcroft violated no
legal rules, his comments were inappropriate.
The first part of Ashcroft's
speech consisted of announcing the indictment, and describing
the allegations therein. It is well established that prosecutors,
like all lawyers involved in a case, may summarize public legal
documents such as indictments. The controversial part of the speech
was the second half:
It is extraordinary
for the United States to have to charge one of its own citizens
with aiding and conspiring with international terrorist groups
whose agenda is to kill Americans. . . .
The United
States is a country that cherishes religious tolerance, political
democracy, and equality between men and women. By his own account,
John Walker Lindh allied himself with terrorists who reject these
values.
. . .By his
own account, John Walker Lindh fought side by side with tyrants
who recognized no other law than the law of brute force.
As today's
indictment sets out, John Walker Lindh chose to train with al
Qaeda, chose to fight with the Taliban, chose to be led by Osama
bin Laden. The reasons for his choices may never be fully known
to us, but the fact of these choices is clear. Americans who love
their country do not dedicate themselves to killing Americans.
. . .I'm
confident that they [the prosecutors in Lindh's case] will, with
great skill and dedication, secure justice for the nation
secure justice for the nation that John Walker Lindh betrayed,
and they will uphold the values that he dedicated himself to destroy.
Because the
Lindh case is being brought in federal district court in the Eastern
District of Virginia, all attorneys in the case are bound by Virginia's
rules of legal ethics. This includes any lawyer with the Department
of Justice, and applies to conduct, such as Ashcroft's D.C. press
conference, that takes place outside of Virginia.
In 1999, Congress enacted 28 U.S.C. § 530B (sponsored by Rep.
Joseph McDade) to affirms that federal attorneys are bound by state
rules of legal ethics. Attempts were made during the 2001 passage
of the so-called "
USA PATRIOT Act" to repeal this statute, but the efforts
failed.
Legal ethics rules have long forbidden prosecutors and defense attorneys
to try their cases in public. Rule
3.6 of Virginia's Rules of Professional Conduct states:
(a) A lawyer
participating in or associated with the investigation or the prosecution
or the defense of a criminal matter that may be tried by a jury
shall not make or participate in making an extrajudicial statement
that a reasonable person would expect to be disseminated by means
of public communication that the lawyer knows, or should know,
will have a substantial likelihood of interfering with the fairness
of the trial by a jury.
The Virginia
rules are derived from the American Bar Association's Model Rules
of Professional Conduct. Other states have added details to the
general rules adopted in Virginia. While these rules of other states
are not, of course, legally binding in Virginia, a plausible argument
can be made that the kinds of things specifically forbidden in other
states should be carefully considered by the Virginia court as creating
the kinds of problems which Virginia's general language seeks to
prevent. For example, one elaboration of Rule 3.6 forbids comments
on:"the character . . .of a party . . .in a criminal investigation"
Ashcroft said that Lindh did not love his country and had "betrayed"
his country plainly negative statements about Lindh's character.
That a comment about a defendant's character is accurate is irrelevant
to the ethical rule.
Also prohibited is:
in a criminal
case or proceeding that could result in incarceration, ... the
existence or contents of any confession, admission, or statement
given by a defendant.
Lindh's December
2
interview with CNN acknowledges that Lindh allied with the Taliban,
received training at a bin Laden camp, and joined Taliban fighters
before the war began. But absent Lindh's confession, we do not have
direct evidence that Lindh decided to "dedicate" himself
"to killing Americans." Thus, Ashcroft appears to have
discussed the contents of Lindh's confession.
Notwithstanding the above rules against certain kinds of publicity,
the Model Rules allow prosecutors and defense attorneys to address
"the information contained in a public record." Thus,
Ashcroft's statement about the "extraordinary" nature
of the indictment was legitimate, since indictments of Americans
for terrorism are, indisputably, extraordinary.
But Lindh's confession is not in the public record, and thus should
not have been discussed (except in the context of describing the
indictment, which relied in part on Lindh's confession).
Further, Ashcroft's claim that Lindh "fought side by side with
tyrants who recognized no other law than the law of brute force"
is not really based in the public record either. The Taliban and
Al Qaeda did recognize a law "other law than the law of brute
force" namely their evil interpretation of Koranic law.
The Department of Justice has additional self-imposed rules, codified
at 28 Code of Federal Regulations section 50.2. In particular:
Disclosures
should include only incontrovertible, factual matters, and should
not include subjective observations....
personnel of the Department should refrain from making available
the following: (i) Observations about a defendant's character.
Ashcroft's
comments were filled with observations about Lindh's character.
Here, though, Ashcroft has an easy escape hatch:
If a representative
of the Department believes that in the interest of the fair administration
of justice and the law enforcement process information beyond
these guidelines should be released, in a particular case, he
shall request the permission of the Attorney General or the Deputy
Attorney General to do so.
So Ashcroft
could give himself permission to deviate from the DOJ's guidelines.
But the very fact that Ashcroft did deviate from the guidelines,
and, at the least, entered into controversial territory regarding
Virginia Rule 3.6 gives Lindh's attorney a plausible basis for arguing
that Ashcroft's comments deprived Lindh of a the possibility of
a fair trial.
This doesn't mean that a judge will or should rule that Lindh couldn't
get a fair trial. But it does mean Lindh's attorney now has a basis
for a new argument with a non-trivial chance of success. If Ashcroft
had simply concluded the press conference after detailing the indictment,
no risk to the case would have been created.
John Walker Lindh is a despicable person, and Attorney General Ashcroft
was accurate in labeling Lindh an enemy of America and American
values. But because Lindh is getting more than he morally deserves
namely a trial strictly bound by American rules of legal
procedure the attorney general ought to avoid saying anything
which could give Lindh even a slender legal basis for arguing that
his case should be dismissed or (if Lindh is convicted) that his
conviction be overturned. The gratuitous comments by the attorney
general did not enhance public safety, or provide any other special
public benefit and certainly no benefit worth endangering
the Lindh prosecution even a little.
As the Lindh case proceeds, and as more terrorists are captured
and tried, it would be better for the attorney general simply to
announce the facts of the indictments, and to avoid extra comments
which might unintentionally imperil successful prosecutions.
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